Tag: fraudulent offering

Authorization for certain corporate actions is typically required by the board of directors for significant undertakings such as soliciting investors to purchase shares or interests in the company to raise capital.  While the approval process may be informal, that does …

Millions of Dollars Raised From U.S. Investors for Canadian Company Read More »

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The Commission filed a series of cases as the half way point in the year approaches along with the Fourth of July holiday weekend. Those cases included: An action against a municipal adviser for failing to properly advise an issuer, …

This Week In Securities Litigation (Week ending June 28, 2019) Read More »

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