Category: SECActions

Introduction The new Director of the Enforcement Division, Gurbir Grewal, assumed his position during the Third Quarter of 2021. Even if he hits the ground running it typically takes time to adjust to the environment. Mr. Grewal brings a substantial …

SEC Enforcement: A Review of 3Q21 (Part I) Read More »

It is back to the future for the Division of Enforcement. Going forward the Division will focus on rebuilding trust, long a goal of the program, according to recent comments of its new Enforcement Director (here). One key element of …

This Week In Securities Litigation (Week of October 18, 2021) Read More »

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