Category: SECActions

Actions centered on offering frauds are one of the most prevalent types of enforcement cases brought by the Commission. They come in all forms and types. The interests being sold to investors range from securities to tickets to hard to …

Cannabis Investors Defrauded in Offering

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A special purpose acquisition company or SPAC is typically formed with the purpose of effecting a merger. Before SPACs were known as such – they are a relatively recent phenomenon — essentially the same vehicle was known as blank check …

Trump Media Merges with SPAC In Wake of Enforcement Action

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