Tag: microcap fraud

The SEC’s focus on years old microcap fraud continues. On Friday the agency filed a years old microcap fraud manipulation action against a band of defendants who were largely recidivists. There the public had been bilked out of over $11

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The retail investor focus of the SEC’s Enforcement Division is translating into a concentration on microcap fraud. The actions being brought include those centered on shell creation factories that frequently create the often empty shell companies used in manipulations, the

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