The Commission filed a series of cases as the half way point in the year approaches along with the Fourth of July holiday weekend. Those cases included: An action against a municipal adviser for failing to properly advise an issuer, …
This Week In Securities Litigation (Week ending June 28, 2019) Read More »
Walmart settled its long running FCPA action this week, consenting to books, records and internal controls provisions with the SEC and entering into a non-prosecution agreement with DOJ. The firm paid over $280 million in connection with those settlements. The …
This Week In Securities Litigation (Week ending June 21, 2019) Read More »