Tag: offering fraud

The Commission filed three new enforcement actions last week.  One centered on investment fraud, a second on misappropriation and a third on financial fraud. Be careful this week, be safe. SEC Enforcement – Filed and Settled Actions Statistics:  Last week …

This Week In Securities Litigation  (Week of October 6, 2025)   Read More »

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Offering frauds are one of the most prevalent types of cases brought by the Commission. In many of these cases the perpetrator is not known to those conducting the fraud.  Yet investors frequently step-up,  listen to the pitch and then …

Claims About Nutrient-infused Water Yield Millions Read More »

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