While there is no doubt that microcap fraud is a key focus of SEC Enforcement, another staple of the Division is offering fraud and Ponzi scheme actions. Typically, those actions reach out to small investors who are often friends of…
Tag: offering fraud
This Week In Securities Litigation (Week ending May 17, 2019)
A new report by Cornerstone Research and NYU compares the number of Commission enforcement actions involving public companies and their subsidiaries brought in the first have of fiscal 2019 with prior years. While the number of cases initiated during the…
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