Offering frauds have long been a staple of SEC enforcement. Many of these actions are straight forward, involving the sale of securities for a virtually worthless or non-existent business. Some are Ponzi schemes. Virtually all of these actions promise the…
Tag: offering fraud
This Week In Securities Litigation (Week of Sept. 3)
A look forward; a look back: As the end of the Government fiscal year loams, the Commission seems to have kicked the case filing machine into gear. Last week the agency filed 15 new cases. While at times the Commission…
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