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Posted on by T. Gorman Posted in SECActions

The Commission created a new task force within OCIE this week to assess emerging risk. It is portrayed as a compliment to the current inspection program, apparently designed to try and get ahead of the curve on new issues that …

This Week In Securities Litigation (Week of August 3, 2020) Read More »

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Posted on by T. Gorman Posted in SECActions

When offering frauds are mentioned most think that is the small and perhaps over-anxious investor who tosses his or her capital at a “too good to be true deal that gets taken.” There is no doubt that is true in …

New Machine Learning Tool Firm Deceives Investment Fund Committee Read More »

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