Tag: offering fraud

SEC Chairman Gary Gensler testified before a House committee this week. During his testimony the Chairman mentioned several of the pending issues on his agenda regarding items such as gamification, payment for order flow and equity market structure, noting that …

This Week In Securities Litigation (Week of May 10, 2021) Read More »

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This is the final segment of a three part series reviewing and analyzing the actions brought by SEC enforcement during the first quarter of 2021. Part 1, which analyzed the overall number and types of cases brought during the quarter …

SEC Enforcement: A Review of 1Q21 — Part III, Conclusion Read More »

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