Tag: offering fraud

The Commission will return to a holiday shortened week during which segments of the country will continue to emerge from the pandemic shutdown. The agency continued to modernize its rules last week, approving new regulations regarding select acquisition/disposition transactions. The …

This Week In Securities Litigation (Week of May 26, 2020) Read More »

Tagged with: , ,

The Commission is focusing its enforcement program, at least in part, on COVID-19. This week the regulator filed two fraud actions centered on solicitations by firms related to on virus. Neither case settled. A co-director of enforcement discussed these efforts …

This Week In Securities Litigation (Week of May 18, 2020) Read More »

Tagged with: , , , ,