Tag: offering fraud

Offering frauds have long been a focus of the Commission’s enforcement program. They come in all shapes and sizes and are based on a large variety of claims. Frequently the scheme is based on a currently popular product such as …

Commission Seeks to Halt Ongoing Offering Fraud

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The Commission filed 14 new proceedings last week. Most of those actions centered on violations of Regulation A which provides a limited exemption from the registration requirements under certain circumstances. While in some instances certain issuers ultimately named in the …

This Week In Securities Litigation (Week of May 22, 2023) Read More »

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