Tag: offering fraud

The new Commission regulatory agenda published last week lists climate change as a topic – no surprise there. It also lists market structure which Mr. Gensler has repeatedly addressed in the wake of the GameStop episodes along with stock buy …

This Week In Securities Litigation (Week of June 21, 2021) Read More »

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Climate change and ESG continue to be key topics of discussion for the Commission. Cracks in the insider trading regime of the agency, according to Chairman Gensler, is another topic for analysis and discussion. And, disgorgement in the wake of …

This Week In Securities Litigation (June 14, 2021) Read More »

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