Microcap fraud is a key part of the broken windows enforcement approach. One of the more significant actions brought in this regard is In the Matter of John Briner, Esq., Adm. Proc. File No. 3-16339 (Jan. 15, 2015). There the …
SEC Settles Microcap Fraud Scheme With Attorney, Two Audit Firms, Seven Auditors Read More »
