Tag: SEC

The Commission filed three new enforcement actions last week.  One centered on investment fraud, a second on misappropriation and a third on financial fraud. Be careful this week, be safe. SEC Enforcement – Filed and Settled Actions Statistics:  Last week …

This Week In Securities Litigation  (Week of October 6, 2025)   Read More »

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 Ponzi schemes are frequent vehicles for fraudsters to make money – and investors to lose it. The device is simple enough to create and use.  Typically, the fraudster offers shares of an investment for sale. The shares are frequently presented …

A Cattle Based Ponzi Scheme Read More »

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