Tag: SEC

Insider trading has long been a staple of the SEC Enforcement Division. This past week the Commission filed an international insider trading action in which one person was the center of a series of insider trading episodes involving three investment …

SEC Files International Insider Trading Case Read More »

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As we head toward the Thanksgiving holiday the Commission updated and revised rules. First the agency proposed updates to its electronic record keeping requirements. Second, certain proxy rule amendments adopted just two years ago were revised to simplify the rules …

This Week In Securities Litigation (Week of November 29, 2021) Read More »

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