Tag: SEC

SEC, DOJ, Microsoft Settle FCPA Charges

When the Foreign Corrupt Practices Act is mentioned it typically brings to mind stories of foreign bribery and perhaps some of the sensational tales of U.S firms toppling foreign governments that originated during the legislative process. Yet at the time

Tagged with: , ,

SEC Charges Controller in Insider Trading Action

Insider trading has long been a staple of SEC enforcement. Frequently the actions become complex, requiring an evaluation of elements such as the “personal benefit” obtained by the person with the confidential information or the knowledge of the information recipient

Tagged with: ,
Top