Tag: SEC

Rules and more rules. The Commission seems to continually be proposing new rules. This is not to say that new rules, or at least updated rules, are not needed in many areas. The agency under Chair Gary Gensler, however, seems …

SEC Proposes Rules for Clearing Agencies Read More »

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Complex products and crypto were themes for the past week. Last week the Commission revisited the question of complex products when considering and accepting settlements in cases centered on the sale of these products to retail investors without proper procedures …

This Week In Securities Litigation (August 8, 2022) Read More »

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