Municipal bonds are an important area in which few cases are typically filed. Frequently, when a case is filed it focuses on the financial information included in an offering which is at times not updated as required. Another key area, …
Tag: SEC
SEC Files Crowdfunding Action
Crowdfunding was a key part of the 2012 JOBS Act, passed under President Obama. The idea was to facilitate raising small amounts of capital for start-up operations. One of the key concerns with the Act has been ensuring that there …