Tag: SEC

Despite an almost continuous stream of warnings to investors regarding due diligence on investment opportunities, week after week the Commission files another offering fraud action in which a swindle has occurred. This is particularly true when crypto, blockchain or cannabis …

Marijuana Firm Sells Investors Fictitious Securities Read More »

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A look forward – a look back: As we pause to remember the birthday of Martin Luther King we must remember the truly significant contributions he made to this country. His vision for a better society, a better future for …

Week In Securities Litigation (Week of Jan. 20, 2019) Read More »

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