Tag: SEC

Commission administrative proceedings naming auditors as respondents typically focus on a failure to properly conduct the audit in accord with PCAOB standards. Many are essentially audit failures where so little work was done that it is questionable if the firm …

Audit Firm Fails To Register with or Apply the Standards of the PCAOB Read More »

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Senate Democrats introduced a resolution to invalidate SEC amendments to Exchange Act Rule 14-8 on Friday April 2, 2021. The resolution was submitted under the Congressional Review Act which only requires a simple majority. The modified rule imposed more stringent …

This Week In Securities Litigation (Week of April 5, 2021) Read More »

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