Tag: SEC

The Commission will return to a holiday shortened week during which segments of the country will continue to emerge from the pandemic shutdown. The agency continued to modernize its rules last week, approving new regulations regarding select acquisition/disposition transactions. The …

This Week In Securities Litigation (Week of May 26, 2020) Read More »

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Any firm marketing COVID –19 related services, or who have applied for or obtained benefits under recently enacted legislation tied to the virus, should carefully examine their activities in this area in view of the regulatory investigations being conducted by …

Beware the Informal Chat About COVID Read More »

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