A look forward; a look back: How long should the statute of limitations be for the SEC? Since the Supreme Court’s decision in Kokesh it has been five years. Draft legislation in Congress would extend that time limitation to as…
Tag: SEC
Recidivist Firm Pays $5.5 Million To Settle SEC Financial Fraud Claims
Financial fraud actions have long been a staple of the SEC’s Enforcement Division. In recent years, however, the number of those cases has been declining. Many of actions traditionally followed from restatements of the financial statements caused by material errors.…
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