Tag: SEC

The Commission has repeatedly emphasized its focus on the main street, retail investor in recent years. Specifically, while the agency has sought to protect all investors, a key concern has been seniors and retirees who are often victimized by the …

The SEC’s Main Street, Senior Investor Focus Read More »

Tagged with: ,

A look forward – a look back: Following Thanksgiving, Black Friday and now Cyber Monday the Commission and other agencies return to a full agenda of rulemaking initiatives and enforcement issues. As the Commission moves forward it is facing, for …

This Week In Securities Litigation (Week of Dec. 2, 2019) Read More »

Tagged with: , ,