Tag: SEC

The exit from the staff at the Commission continued this week with the acting Director of Enforcement resigning. At the same time, it seems relatively certain that Gary Gensler, former CFTC Chairman, will become the new Chair of the SEC …

This Week In Securities Litigation (Week of January 18, 2021) Read More »

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Offering frauds have become a key focus of SEC enforcement, a point illustrated in earlier posts. All too often, those conducting the offerings craft cleaver catch lines to lure in trusting investors. Those range from simple claims of quick and …

SEC Resolves Offering Fraud Action Based on a Vision Read More »

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