The Commission filed two new cases last week. One was based on market manipulation. The second centered on the FCPA. Be careful, be safe this week. SEC Enforcement – Filed and Settled Actions Statistics: This week the Commission filed 1 …

This Week In Securities Litigation (Week of January 16, 2024)

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This is the third segment of a four-part series on SEC enforcement trends during the third quarter of 2023. The first Part of the series focused on the number of cases filed by SEC enforcement during the quarter (here). It …

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