This Week In Securities Litigation (Week ending May 10, 2019)

Chairman Jay Clayton testified on Capitol Hill this week, requesting an increase in the budget for fiscal 2020. Additional funds are necessary, the Chairman noted, to increase the size of the staff which currently stands at about 4,500 members. Enforcement

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DOJ, SEC Settle FCPA Charges with Another Foreign Issuer

Many of the anti-corruption/FCPA cases brought by the SEC and DOJ involve foreign issuers. Whether this results from the management structure, the culture or from other issues is unclear. Nevertheless, the trend continues. The most recent such action is illustrative.

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