Tag: Insider trading

Two Insider Trading Cases; Two Different Results

The Commission’s Enforcement Division had interesting results in insider trading cases this week. In one the agency prevailed in a jury trial after two co-defendants settled. In a second the defendant fled the country after taking the Fifth Amendment during

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A Lucky Young Intern Who is Now Out of Luck

Sometimes people are lucky. Everything goes just right. Sometimes a mistake but there are few if any real consequences. Other times the mistake has a significant impact. Even in those instances, however, over time the consequences may fade into the

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