Tag: Insider trading

A look forward; a look back: The Supreme Court agreed to determine if the Commission can seek and obtain disgorgement as equitable relief for violations of the federal securities laws. Liu v. SEC, No. 18-1501. This case is on is …

This Week In Securities Litigation (Week of Nov. 4, 2019) Read More »

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A key focus for the Commission in recent years has been the development of its capabilities in data analytics. Following the market crisis, the agency focused in part on adding staff members and developing its expertise in areas tied to …

The SEC and Data Analytics: An Action Centered on 3,000 Securities Read More »

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