Tag: Insider trading

As 2019 drew to a close a father and son resolved an insider trading case with the Manhattan U.S. Attorney’s Office. The action centered on trading while in possession of inside information about a pharmaceutical company. Congressman Christopher Collins, who …

Son, Tipped By Father, Convicted of Insider Trading Read More »

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A look forward – a look back: The Commission continued to propose modifications to regulations in an effort to update standards. Recently, for example, proposals were made to modify the definition of accredited investor. As the year drew to a …

This Week In Securities Litigation (Week of Jan. 6, 2019) Read More »

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