Tag: Insider trading

This Week In Securities Litigation (Week ending June 21, 2019)

Walmart settled its long running FCPA action this week, consenting to books, records and internal controls provisions with the SEC and entering into a non-prosecution agreement with DOJ. The firm paid over $280 million in connection with those settlements. The

Tagged with: , , , , ,

SEC Settles Insider Trading Case Tied to Secondary Offering

Insider trading cases frequently involve trading in advance of a significant corporate event such as an acquisition. A number of insider trading cases also involve trading in advance of an earnings release were the financial results are expected to materially

Tagged with: ,
Top