Tag: Insider trading

This Week In Securities Litigation (Week ending May 10, 2019)

Chairman Jay Clayton testified on Capitol Hill this week, requesting an increase in the budget for fiscal 2020. Additional funds are necessary, the Chairman noted, to increase the size of the staff which currently stands at about 4,500 members. Enforcement

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SEC, Insider Trader/Tipper Whose Profits Went to Others Settle

Earlier this spring the Commission resolved insider trading cases where one spouse misappropriated inside information from another and an in-house corporate counsel breached an obligation to his firm by using material non-public corporate information to trade. In both cases the

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