Tag: Insider trading

Last week Chair Gensler announced the members of his new Policy Team. The reason for creating the group is unclear, particularly since in some instances the titles given to the members of the new group overlap those of others at …

This Week In Securities Litigation (Week of July 19, 2021) Read More »

Tagged with: , , , , , ,

This is the second part of a two part series reviewing the results of the Commission’s enforcement program for the first two quarters of 2021. The first part is available here. During the first half of 2021 the Commission brought …

SEC Enforcement: A Review of 2Q21 (Part II) Read More »

Tagged with: , ,