Tag: Insider trading

The Commission is continuing its efforts to update the regulatory structure. Last week it directed market regulators to submit new national market plans. The long term goal is to modernize market structure. Enforcement filed settled proceedings involving Bloomberg Tradebook centered …

This Week In Securities Litigation (Week of May 11, 2020) Read More »

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Business is opening in some jurisdictions. Other states may follow shortly. Yet many companies have adopted a wait and see attitude. The impact of the openings will undoubtedly be carefully monitored and debated. Regulators such as the Commission, continue to …

This Week In Securities Litigation (Week of May 4, 2020) Read More »

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