Tag: DOJ

SEC Enforcement has been focused on the Main Street investor for years. The results of that focus, which includes elder fraud, has been increasing numbers of offering fraud cases and actions which involve investment advisers. The Department of Justice also …

Elder Fraud: A Focus for the SEC and DOJ Read More »

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The Department of Justice issued its first FCPA opinion in six year. Foreign Corrupt Practices Act Review, Opinion Procedure Release, No.: 20-01 (Aug. 14, 2020). The opinion process provides a mechanism by which a question regarding FCPA enforcement can be …

First DOJ FCPA Opinion in Six Years Read More »

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