Tag: DOJ

Appearance on “Shark Tank” Helps Lure Investors to Offering Fraud

Despite repeated warnings from the SEC and others, investors continue to be lured into investments that turn out nothing more than scams. Many of the cases are based on schemes which are far too good to be true, offering huge

Tagged with: , ,

DOJ, Corporate Compliance, Deference and Law Enforcement

Corporate compliance is a critical issue for any firm. The DOJ and the SEC have each made it clear, for example, that compliance can have a significant impact on the resolution of investigations and possible charges. While neither the DOJ

Tagged with: , , ,
Top