Tag: DOJ

Trading Algorithm Is a Ruse for Securities Fraud

Developing a computerized approach for high-speed trading through the use of a new algorithm might typically be the introduction to a new “spoofing” case brought by the CFTC or the DOJ. Where, however, it is the inducement for an investor

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DOJ, SEC Charge Associate GC with Insider Trading

Insider trading seems to be the theme of the day. First there was trading on the Amazon/Whole Foods deal. Then the end of a three-chain insider trading ring. Now and Associate General Counsel of SeaWorld has pleaded guilty to DOJ

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