Convincing investors to purchase a product based on misrepresentations is a traditional focus for the Commission’s enforcement division. In some of its cases the misrepresentations, while material, are straight forward. In others they are more complex. And, in some they …

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Offering frauds are a longtime staple of the Commission’s enforcement division. These cases typically involve the originator of the scheme and his or her wholly owned entity that issues the securities. In many instances others are brought in to help …