Tag: false statements

This is the week of the “final Judgement” – that is, all of the litigation releases announced this week were for a final judgment entered in an enforcement action except for one case which was discussed in an earlier post. …

Final Judgments Were Entered in Five Commission Cases

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Last week the Commission filed several of new enforcement actions. Those cases included actions based on false statements, microcap fraud, an offering fraud and a sham transaction. In addition, the agency brought administrative proceedings against seven firms that failed to …

This Week In Securities Litigation (Week of December 16, 2024)

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