Tag: false statements

The more things change, the more they sometimes seem to stay the same. Take obtaining a formal order of investigation. For much of time the Commission has been in existence the staff prepared a memo submitted to the Commission requesting …

This Week In Securities Litigation (Week of Feb. 16, 2021) Read More »

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False statements have long been at the center of many Commission enforcement actions. Early last year the agency won summary judgment in a case that centered not just on false statements but also sham transactions. Now the Court has entered …

Ten Year Bars Imposed for False Statements Read More »

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