Tag: false statements

Jake Stillman who faithfully served the Commission for 55 years, passed away last week. Jake was a mainstay of the General Counsel’s office, briefing and arguing dozens of cases for the Agency. We will all miss you Jack. Elad Roisman …

This Week In Securities Litigation (Week of January 4, 2021) Read More »

Tagged with: , , , ,

Some brokers claim to be low price, offering investors the lowest price for execution. Others focus on other factors such as speed or liquidity, claiming that their method of obtaining execution for a proposed trade transaction is superior based on …

Bloomberg Tradebook Settles Fraud Charge with SEC Read More »

Tagged with: , ,