Tag: manipulation

The Commission is focusing its enforcement program, at least in part, on COVID-19. This week the regulator filed two fraud actions centered on solicitations by firms related to on virus. Neither case settled. A co-director of enforcement discussed these efforts …

This Week In Securities Litigation (Week of May 18, 2020) Read More »

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In the days of COVID-19 the only topic of conversation seems to be the virus. The Commission and other enforcement authorities are investigating claims tied to the virus. Law firms are busy putting out memoranda that somehow tie back to …

Microcap Shares, A Boiler Room and Matched Trades Read More »

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