Tag: manipulation

The Commission continued to focus on rule modifications typically described as updating existing rules. This week the agency issued proposed rules designed to update the reporting for institutional investor holdings. Commissioner Allison Herron Lee issued a statement cautioning about the …

This Week In Securities Litigation (Week of July 13, 2020) Read More »

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Pump-and-dump schemes taking advantage of unsuspecting investors have long been a Commission staple. Over the years the agency has brought an almost continuous stream of these cases, all with a familiar pattern: The manipulator secretly gets control of the shares, …

Another Manipulation Tied to COVID-19 Read More »

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