Tag: manipulation

The access or gatekeeper theory of enforcement traces to the early days of the Division of Enforcement, launched in 1972. The idea was to leverage the scarce resources of the Division and the agency to create a more effective enforcement …

The Access Theory: A Key Enforcement Approach Read More »

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The article published each Monday typically reviews the actions filed the prior week. This week the article was divided into two parts in view of the number of cases filed by the Commission as the fiscal year closed on Wednesday. …

This Week In Securities Litigation (Week of October 5, 2020)(Part II) Read More »

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