Tag: manipulation

The Commission’s regulatory authority was challenged again last week. This time the challenge was brought by Alpine Securities, a registered broker dealer that specializes in microcap stocks. A petition for certiorari was filed requesting that the High Court overturn rulings …

This Week In Securities Litigation (Week of July 26, 2021) Read More »

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Last week Chair Gensler announced the members of his new Policy Team. The reason for creating the group is unclear, particularly since in some instances the titles given to the members of the new group overlap those of others at …

This Week In Securities Litigation (Week of July 19, 2021) Read More »

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