Tag: manipulation

A look forward; a look back: This week the Commission proposed additional rules to simplify and expedite procedures. This time the focus is on Investment Companies and certain procedures regarding exemptions. The agency also invited exchanges and others to comment …

This Week In Securities Litigation (Week of Oct. 21, 2019) Read More »

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A look forward; a look back: The Commission appointed a new member to the Board of the PCAOB this week in the wake of another member’s term expiring. SEC Commissioner Hester Price will lead the agency efforts with the Board. …

This Week In Securities Litigation (Week of Oct. 14, 2019) Read More »

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