Stock sale fraud schemes are one of the Commission’s long standing targets. Typically the cases center on the acquisition of a penny stock issuer, the accumulation of large numbers of shares for a few cents each and then the resale …
Commission Names 10 as Defendants in Stock Sale Scheme
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This Week In Securities Litigation (Week of September 30, 2024)
As the Government fiscal year draws to a close today, the Commission blitzed to the conclusion by filing a large number of new actions last week. Those cases include one based on a hack-to-trade scheme, another involving Reg B-I, a …
This Week In Securities Litigation (Week of September 30, 2024)
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