Tag: manipulation

Complex exchange traded products were one of the key agenda items for the Commission last week. New products were recently approved. Nevertheless, three Commissioners expressed concern about the complexity of the products, the adequacy of the disclosure and the use …

This Week In Securities Litigation (Week of October 11, 2021) Read More »

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The Commission approved a NASDAQ proposal last week that was designed to “champion inclusive growth and prosperity . . .” by adding certain diversity requirements to its listing standards. The initial proposal would have required firms listed on Nasdaq Global …

This Week In Securities Litigation (Week of August 16, 2021) Read More »

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