Tag: manipulation

A look forward – a look back: The Commission continued to propose modifications to regulations in an effort to update standards. Recently, for example, proposals were made to modify the definition of accredited investor. As the year drew to a …

This Week In Securities Litigation (Week of Jan. 6, 2019) Read More »

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The CFTC Division of Enforcement filed its Third Annual Report at the end of November 2019, reviewing the fiscal year (here). The Report is the typical mixture of goals, statistics, analysis and initiatives. Overall it offers insight into an agency …

The CFTC Annual Enforcement Report Read More »

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