Tag: crypto

As we head toward the Thanksgiving holiday the Commission updated and revised rules. First the agency proposed updates to its electronic record keeping requirements. Second, certain proxy rule amendments adopted just two years ago were revised to simplify the rules …

This Week In Securities Litigation (Week of November 22, 2021) Read More »

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Chair Gensler testified on Capitol Hill earlier this week, outlining key initiatives he is exploring. The list of projects that Mr. Gensler is implementing is long and daunting. The day after his testimony the Chair appeared on CNBC where he …

SEC Chair Goes to the Hill: A Laundry List of Projects Read More »

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