Tag: false statements

False statements made in connection with the purchase or sale of a security violate the antifraud provisions of the federal securities laws, assuming they are material. In the typical case the investor is deceived and unaware that he or she …

Insurance Company Deceives Investors With Omissions Read More »

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Offering fraud cases are frequently the largest group of actions filed during any period by the Commission. Many of the cases have common elements: A scheme centered on some catchy product tied to crypto or some other trendy asset group; …

Alliance Global Investors, Three Portfolio Managers Charged with Fraud Read More »

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