Tag: trends

This is the third part of a four-part series analyzing trends in Commission enforcement actions filed during the second quarter of 2022. Part I, was published on Wednesday, August 24, 2022 (here) found that 101 enforcement were filed during the …

Trends in SEC Enforcement: 2Q22 Statistics and Beyond, Part III Read More »

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I. Introduction Issues such as the never-ending pandemic continue to impact back to the office for all, including the Commission’s Enforcement Division. To date agency staff continue to work from home. Testimony continues to be taken largely on Webex rather …

Trends in SEC Enforcement: 2Q22 Statistics and Beyond Read More »

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