Tag: trends

Introduction This is the first installment of a four part series analyzing the trends in SEC enforcement during the third calendar quarter of 2023. The series will focus on the number of cases brought during the period and the types …

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This is the third part of a four-part series analyzing trends in Commission enforcement actions filed during the second quarter of 2022. Part I, was published on Wednesday, August 24, 2022 (here) found that 101 enforcement were filed during the …

Trends in SEC Enforcement: 2Q22 Statistics and Beyond, Part III Read More »

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