Tag: reg BI

This is the third part of a four-part series analyzing trends in Commission enforcement actions filed during the second quarter of 2022. Part I, was published on Wednesday, August 24, 2022 (here) found that 101 enforcement were filed during the …

Trends in SEC Enforcement: 2Q22 Statistics and Beyond, Part III Read More »

Tagged with: , , , ,

The Commission continued to challenge the markets and investors this week. Despite the significant number of proposed new regulations announced this year, Chair Gensler offered the prospect for more reform. His recent remarks on market structure offer the promise of …

This Week In Securities Litigation (Week of June 20, 2022) Read More »

Tagged with: , , , ,