Tag: sham transaction

This is the third part of a four-part series analyzing trends in Commission enforcement actions filed during the second quarter of 2022. Part I, was published on Wednesday, August 24, 2022 (here) found that 101 enforcement were filed during the …

Trends in SEC Enforcement: 2Q22 Statistics and Beyond, Part III Read More »

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The Commission filed its first insider trading case based on crypto assets last week. The case centered on trading in advance of announcement by a crypto trading platform of the listing of a new asset. SEC Chair Gensler and Enforcement …

This Week In Securities Litigation (Week of July 25, 2022) Read More »

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