Tag: spoofing

The PCAOB filed a settled action involving an auditing firm in which the consent order of settlement was based on admissions of facts. The approach is similar to the one adopted by the SEC in which the Commission requires admissions …

This Week In Securities Litigation (Week ending October 9, 2015) Read More »

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The SEC is about to become entangled in another scandal according to reports in the New York Times this week. The latest involves the destruction of documents according to press reports. The Supreme Court’s ruling on what constitutes primary liability …

THIS WEEK IN SECURITIES LITIGATION (August 19, 2011) Read More »

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