The SEC faces a variety of issues in protecting U.S. investors in the capital markets of this country. Other regulators in this country and abroad face similar issues in protecting investors. A sample of recent actions from other regulators includes: …
Tag: FSA
THIS WEEK IN SECURITIES LITIGATION (Week ending March 30, 2012)
In rare acts of bipartisanship, the House and Senate passed two securities bills this week. One is the JOBS act which has little to do with creating jobs and lots to do with simplifying the regulatory requirements for certain companies …
THIS WEEK IN SECURITIES LITIGATION (Week ending March 30, 2012) Read More »