Tag: market manipulation

The main street investor focus of Enforcement has spawned in part repeated cases centered on microcap fraud and manipulation. Over the years these cases have always been key for the Division. The difficulty is frequently whether the Division can uncover …

SEC, Main Street Investors and Microcap Fraud By Recidivists Read More »

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Microcap fraud has long been a focus of the Commission. The U.S. Attorney’s Office has also brought a series of criminal cases centered on market manipulation charges involving these entities. This week prosecutors in the Eastern District of New York …

CEO, Attorney Plead Guilty to Market Manipulation Read More »

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