Market professionals are key gatekeepers to the markets and the investing public. The proper implementation of their professional duties is a critical component of the new ethics the federal securities laws were designed to instill in the markets for the…
Tag: PCAOB
KPMG Partner, PCAOB Official Guilty Stealing Board Inspection Schedules
Former KPMG partner David Middendorf and former PCAOB official Jeffrey Wada were each found guilty of conspiring to steal secret Board inspection schedules for KPMG to give the firm an edge in the process. U.S v. Middendorf, No. 1:18-cr-00036 (S.D.N.Y.).…
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