Tag: spoofing

The CFTC Division of Enforcement filed its Third Annual Report at the end of November 2019, reviewing the fiscal year (here). The Report is the typical mixture of goals, statistics, analysis and initiatives. Overall it offers insight into an agency …

The CFTC Annual Enforcement Report Read More »

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The SEC prevailed in a cross-border market manipulation scheme keyed to a layering technique that generated more than $25 million in illicit profits. The firm, Avalon FA Ltd., is based in Kiev, Ukraine and controlled by defendants Nathan Fayyer and …

SEC Prevails in Manipulation Case Read More »

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