Tag: FSA

Former Farris Baker Watts General Counsel Ted Urban finally prevailed in his long running battle with the SEC to clear his name and reputation. The Commission, on an evenly divided vote, affirmed the initial decision of the Administrative Law Judge, …

THIS WEEK IN SECURITIES LITIGATION (Week ending February 3, 2012) Read More »

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The SEC took three unusual steps this week. First, in a high stakes move, the agency appealed the refusal of Judge Rakoff to approve its proposed settlement in a market crisis case with Citigroup. A loss in the Second Circuit …

THIS WEEK IN SECURITIES LITIGATION (December 16, 2011) Read More »

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