Tag: Ponzi scheme

SEC Offering Fraud: A Multi- Year, Multi-Faceted Ponzi Scheme

While there is no doubt that microcap fraud is a key focus of SEC Enforcement, another staple of the Division is offering fraud and Ponzi scheme actions. Typically, those actions reach out to small investors who are often friends of

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SEC Returns With a Bang – A $1 Billion Judgement

The Commission did not spend a lot of time getting reoriented to being at the office. The first day back on the job the agency completed the resolution of a year old Ponzi scheme case that had raised about $1.2

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