Tag: FSA

The Commission won a significant victory this week in the Second Circuit Court of Appeals in its Citigroup litigation. While technically the Court only granted a stay of the proceedings in the district court, the panel’s evaluation of the probability …

THIS WEEK IN SECURITIES LITIGATION (Week ending March 16, 2012) Read More »

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The FCPA and insider trading were the primary issues in securities enforcement litigation this week. The largest FCPA sting case in history was dismissed by the DOJ following two ill-fated trials. The set back for the DOJ in their enforcement …

THIS WEEK IN SECURITIES LITIGATION (Week ending February 24, 2012) Read More »

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