Tag: financial fraud

This Week In Securities Litigation (Week ending May 10, 2019)

Chairman Jay Clayton testified on Capitol Hill this week, requesting an increase in the budget for fiscal 2020. Additional funds are necessary, the Chairman noted, to increase the size of the staff which currently stands at about 4,500 members. Enforcement

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SEC Settles Financial Fraud Action

While the SEC continues to bring financial fraud actions periodically, they are no longer the staple of the Enforcement Division. While efforts have been made to reinvigorate the process of fretting out these types of actions, they have typically produced

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