Tag: financial fraud

Questions continue to swirl regarding the application of the federal securities laws to crypto. Many inside the business and out claim that the rules for applying the securities laws in this emerging area are vague and ill-defined. Others dispute this …

This Week In Securities Litigation (Week of September 13, 2021) Read More »

Tagged with: , ,

Financial fraud has long been a focus of the Commission’s enforcement program. While over the years a series of significant actions have been initiated, in recent periods, there have been difficulties in identifying and initiating actions. This week the Commission …

SEC Files a Financial Fraud Action Read More »

Tagged with: ,