Tag: Rakoff

In the closing two weeks of the year the SEC continued to implement Dodd-Frank. A business group, which is typically critical of the Commission, issued a new report calling for what it termed “transformational change” at the agency. In court …

THIS WEEK IN SECURITIES LITIGATION (December 16 – 31, 2011) Read More »

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It was the night before Christmas – well almost – and all the Wall Street players were tucked in their beds. Each was dreaming of what Santa might bring when he slides down the chimney and fills their stocking. Each …

FRAGMENTS OF LETTERS TO SANTA Read More »

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