The Commission appears to have made the typical year end push to file cases. Yesterday Part I of this series reviewed a number of those actions, primarily civil injunctive actions filed on the last day of the fiscal year. This …

The SEC’s Drive to Year End: Large Groups of Cases Filed, Part II Read More »

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SEC Chairman Jay Clayton called for greater international cooperation in the enforcement of anti-corruption statutes such as the Foreign Corrupt Practices Act in remarks delivered before the Economic Club of New York on September 9, 2019 (here). The comments followed …

SEC Chairman Clayton: Stepping Up Anti-Corruption Enforcement Efforts Read More »

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