The Commission filed a settled FCPA enforcement actions just prior to the July 4th holiday. The action centered on false books and records and inadequate internal controls, although the Order speaks of bribery. In the Matter of Alexion Pharmaceuticals, Inc., …

SEC Settles FCPA Action Read More »

Tagged with: ,

Regulators in this country and others, including the Commission, have announced accommodations in view of the current pandemic. At the same time, those regulators stress the need for timely disclosure and financial information. Despite the accommodations, and the fact that …

This Week In Securities Litigation (Week of April 20, 2020) Read More »

Tagged with: , , , ,