Tag: DOJ

The Commission filed a series of cases as the half way point in the year approaches along with the Fourth of July holiday weekend. Those cases included: An action against a municipal adviser for failing to properly advise an issuer, …

This Week In Securities Litigation (Week ending June 28, 2019) Read More »

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Just when you thought it might be safe to go back in the water . . . well there is a well known film about a large ocean creature based on this theme. In the context of the Foreign Corrupt …

DOJ, Brazilian Authorities Resolve FCPA Investigations Read More »

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