Tag: crypto

Complex products and crypto were themes for the past week. Last week the Commission revisited the question of complex products when considering and accepting settlements in cases centered on the sale of these products to retail investors without proper procedures …

This Week In Securities Litigation (August 8, 2022) Read More »

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The Commission launched an enforcement action this week against family office Archegos. The Department of Justice and the CFTC also filed actions against the firm. While investment advisers have long been key targets of enforcement officials, the same cannot be …

This Week In Securities Litigation (Week of May 2, 2022) Read More »

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