Tag: pyramid scheme

The Commission filed five new enforcement actions last week.  They focused largely of Ponzi schemes and similar types of frauds. No additional cases were voluntarily dismissed. Be careful, be safe. SEC Enforcement – Filed and Settled Actions Statistics:  Last week …

This Week In Securities Litigation  (Week of August 18, 2025)   Read More »

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Complex products and crypto were themes for the past week. Last week the Commission revisited the question of complex products when considering and accepting settlements in cases centered on the sale of these products to retail investors without proper procedures …

This Week In Securities Litigation (August 8, 2022) Read More »

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