Month: January 2021

Introduction The fourth quarter of calendar year 2020 continued trends evidenced in the third quarter of the year, although far fewer cases were initiated. There were actions brought in a number of key areas such as offering fraud cases, those …

SEC Enforcement: The Fourth Quarter of 2020 Read More »

Tagged with: , , , , ,

Jake Stillman who faithfully served the Commission for 55 years, passed away last week. Jake was a mainstay of the General Counsel’s office, briefing and arguing dozens of cases for the Agency. We will all miss you Jack. Elad Roisman …

This Week In Securities Litigation (Week of January 4, 2021) Read More »

Tagged with: , , , ,