Year: 2021

Climate change and ESG have been topics of repeated conversations at the Commission. The Acting Chair, for example, directed the Division of Corporation Finance to consider the issues. The Division of Enforcement formed a task force. There were others. Clearly …

Sharing the Story Read More »

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Offering fraud actions are clearly a stable of the Commission’s Enforcement Division. In the last few years this category of cases has been at or near the top of a list of actions brought by the agency. The cases range …

Three Charged in Forex Fraud Scheme Read More »

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