Month: January 2021

Offering frauds have become a key focus of SEC enforcement, a point illustrated in earlier posts. All too often, those conducting the offerings craft cleaver catch lines to lure in trusting investors. Those range from simple claims of quick and …

SEC Resolves Offering Fraud Action Based on a Vision Read More »

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Legislation passed at the close of 2020 reaffirmed the ability of the Commission to seek and obtain disgorgement under a provision added to the Exchange Act. The new provision also extended the statute of limitations to 10 years. The Office …

This Week In Securities Litigation (Week of January 11, 2021) Read More »

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