Month: September 2015

The Commission responded to critics of its administrative proceedings this week, proposing changes to the Rules of Practice which govern them. If adopted the new rules would modify the time period within which the actions must be completed, permit depositions …

This Week In Securities Litigation (Week ending September 25, 2015) Read More »

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Financial fraud actions have traditionally been a staple of SEC Enforcement. During the market crisis, however, the number of those cases waned. Following the formation of a task force focused on financial statement fraud, and a related data group, many …

SEC Files Settled Financial Fraud Action Read More »