Month: September 2015

The SEC filed a settled FCPA books and records and internal controls action centered on a firm which used a subsidiary partially owned by a foreign political party to influence the award of government contracts. Specifically, the complaint claims that …

SEC Settles FCPA Action With Hitachi Read More »

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Since the SEC announced the formation of its Financial Fraud Task Force two years ago the agency has struggled to establish this once enforcement mainstay as a current staple. Some commentators have suggested that a trend is emerging in this …

Financial Fraud: An SEC Staple? Read More »

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