Month: February 2012

Former Farris Baker Watts General Counsel Ted Urban finally prevailed in his long running battle with the SEC to clear his name and reputation. The Commission, on an evenly divided vote, affirmed the initial decision of the Administrative Law Judge, …

THIS WEEK IN SECURITIES LITIGATION (Week ending February 3, 2012) Read More »

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In significant market crisis based actions, the SEC and the U.S. Attorney for Manhattan brought, respectively, civil and criminal charges against former Credit Suisse Group traders centered on the overpricing of subprime bonds. SEC v. Kareem Serageldin, Civil Action 12 …

CREDIT SUISSE TRADERS CHARGED BY SEC, DOJ Read More »

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