Year: 2012

In this holiday shortened week the Commission amended an insider trading case brought against two former brokers to identify the source of the information, a research analyst who befriended a lawyer working on the underlying deal. The agency also resolved …

This Week In Securities Litigation (Week ending December 28, 2012) Read More »

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The SEC and the Manhattan U.S. Attorney’s Office added the reputed source of the inside information to their actions against two former registered representatives for insider trading. Trent Martin, an Australian citizen who is a former research associate at an …

Source of the Inside Information Named in Criminal and Civil Actions Read More »

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