Tag: fraud

p>As the Commission focuses on retail investors, offering fraud actions have proliferated. In those cases, small investors are typically defraud by being induced to enter into what appears to be a very attractive deal. Later the investors learn the deal …

SEC Charges COB, CEO in Two Fraud Schemes Read More »

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The Commission and the DOJ resolved FCPA charges that resulted in the payment of penalties totaling $850 million. The case, centered on a Russian communications firm and bribes paid in Uzberkistan, is the third in a series of corruption cases …

This Week In Securities Litigation (Week ending March 8, 2019) Read More »

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