fraud – SEC ACTIONS

This Week In Securities Litigation (Week ending March 8, 2019)

Posted on March 07, 2019 by T. Gorman Posted in SECActions

The Commission and the DOJ resolved FCPA charges that resulted in the payment of penalties totaling $850 million. The case, centered on a Russian communications firm and bribes paid in Uzberkistan, is the third in a series of corruption cases …

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Tagged with: DOJ, FCPA, fraud, Insider trading, related party transactions, SEC

Theranos: Vision, Effort – No Compliance Ends with DOJ, SEC

Posted on June 17, 2018 by T. Gorman Posted in SECActions

Everybody likes the little engine that could. Against all odds its works and works only to overcome all and be a success – the great American story. So it was with a little private company that had a vision of …

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Tagged with: compliance, DOJ, fraud, SEC

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This Week In Securities Litigation (Week ending March 8, 2019)

Theranos: Vision, Effort – No Compliance Ends with DOJ, SEC