Tag: valuation

The Commission affirmed by a divided vote an Initial Decision dismissing insider trading charges against Wells Fargo trader Joseph Ruggieri. At a hearing the Division of Enforcement failed to prove that in six instances Mr. Ruggieri traded ahead of announcements …

This Week In Securities Litigation (Week ending July 21, 2017) Read More »

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The first criminal charges against a major international bank and four of its executives tied to the market crisis were brought this week by the SFO. The charges were based on actions the firm took with private lenders to avoid …

This Week In Securities Litigation (Week ending June 23, 2017) Read More »

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