Tag: valuation

The SEC filed an insider trading case this week based on three separate trading chains that netted $5 million in trading profits, all back to a New York City bank official. The Manhattan U.S. Attorney’s Office filed a parallel case …

This Week In Securities Litigation (Week ending August 18, 2017) Read More »

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The Commission took the relatively unusual step of issuing an Exchange Act Section 21(a) report of an investigation last week. The report addressed the question of whether tokens issued by a firm using blockchain technology were securities. Halliburton Company settled …

This Week In Securities Litigation (Week ending July 28, 2017) Read More »

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