Investment Adviser Charged With Overvaluation of Assets
One of the issues frequently seen in matters where insiders manipulate the numbers to increase revenue or decrease costs, is the impossibility of stopping once the process begins until they are caught. Frequently, the insiders involved convince themselves that once …
Investment Adviser Charged With Overvaluation of Assets
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Last week the Commission prevailed on a summary judgement motion against an investment adviser charged with the misappropriation of client assets. It also filed actions centered a fraudulent valuation, the failure to file Form CRS and unregistered securities. Cornerstone Research …
This Week In Securities Litigation (Week of February 21, 2022) Read More »