Tag: unregistered securities

Companies that put “blockchain” or a similar word in their name often attract significant attention from the investing public as well as regulators. The phenomenon is so well established that Chairman Clayton included a warning to firms that add such …

SEC Charges Company, CEO With Illegal Stock Sales to Three Investors Read More »

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The Commission, along with the DOJ, filed a settled FCPA action against aircraft manufacturer Embraer. The action centered on bribes paid in multiple countries to facilitate the sale of aircraft. The agency also brought an insider trading action against a …

This Week In Securities Litigation (Week ending Oct. 28, 2016) Read More »

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