Tag: audit failure

Acting is the key word these days at the Commission. The Chair is Acting; virtually all of the senior staff positions are held by someone who is Acting. It will stay this way until nominee Gary Gensler is confirmed by …

This Week In Securities Litigation (Week of April 12, 2021) Read More »

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Regulators in this country and others, including the Commission, have announced accommodations in view of the current pandemic. At the same time, those regulators stress the need for timely disclosure and financial information. Despite the accommodations, and the fact that …

This Week In Securities Litigation (Week of April 20, 2020) Read More »

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