Tag: Reg FD

The Commission has brought few actions against issuers for selective disclosure under Reg. FD in recent years. Indeed, the last such action may have been the 2013 NetFlix proceeding. Nevertheless, the Regulation remains an important safeguard against selective disclosures, ensuring …

SEC Files Reg FD Action Based on Two Selective Disclosures Read More »

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A review of securities enforcement actions this week.

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