Tag: misstatements

This is the second part of a three part series reviewing and analyzing the cases brought by SEC enforcement during the first quarter of 2021. Part 1, which analyzed the overall number and types of cases brought during the quarter …

SEC Enforcement: A Review of 1Q21 — Part II, A Diverse Array of Cases Read More »

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Elon Musk famously tweeted “Am considering taking Tesla private at $420. Funding secured” on August 7, 2018. Those nine words set off a fire storm of publicity. The share price of Tesla jumped. Analysts called. The SEC investigated. The DOJ …

Musk, Tesla Settle With SEC – A Creative Solution Read More »

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