Tag: Reg FD

Regulation FD was supposed to be a significant achievement when it was passed over a decade ago. At the time it was touted as a regulation that would be important in creating a level playing field for all. Essentially the …

Reg FD – Making a Return? Read More »

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The Commission has brought few actions against issuers for selective disclosure under Reg. FD in recent years. Indeed, the last such action may have been the 2013 NetFlix proceeding. Nevertheless, the Regulation remains an important safeguard against selective disclosures, ensuring …

SEC Files Reg FD Action Based on Two Selective Disclosures Read More »

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